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Evidence from Balaji Pandey's
Depriving the Underprivileged for Development is Launched into a Storm
of Policy Controversy on International Involuntary Resettlement
Theodore E.
Downing
5 January1999
In a resource starved and crowded world, tens of millions are forced
to make way for land-based development projects. More numerous than those
who flee across borders to escape war and famine, these are unknown victims.
It is difficult to grasp the magnitude of the problem. Scholars, developers
and activists are still uncertain even as what to call the victims. Oustees?
Involuntary resettled? Or development-displaced? Normally, we hear about
these people in tidbits - one project at a time. And, save a handful of
critical long-term studies, historical depth has been missing. Depriving
the Underprivileged for Development by Balaji Pandey fills the void
(1998, Bhubaneswar, Orissa, India, 189 pages, 61 tables, 20 maps - see
note 1 below). And, given events unfolding, its publication launches timely
scientific evidence into a storm of international policy controversy.
Pandey examines 44 years of involuntary resettlements in the Eastern
Indian state of Orissa (1950-1994). During this period, development projects
displaced 81,176 families in 1446 villages. While state industry prospered,
the oustees lost 622,463 hectares of land. The projects included major
dams (Machkund, Hirakud, Rengali, Upper Kolab, Indravati, Balimela, Subarnarekha,
and Sslandi), thermal power stations (2,426 families in 73 villages), coal
mining (3,143 families from 79 villages) steel plants, and ordinance factories.
Eighty percent were displaced by dams. Pandey's team from the Institute
of Socio-Economic Development, under a grant from the International Development
Research Centre in Ottawa, surveyed a sample of 1977 households in 52 villages.
The book is organized around a conceptual model of impoverishment risks
and reconstruction, first identified by Michael Cernea, Senior Social Policy
Advisor to the World Bank, and subsequently used in the 1994 Bankwide review
of resettlement operations in its portfolio. This study steps beyond Bank
financed projects and reveals broader dimensions of the problem.
The resettlement operational policy directive of the World Bank has
become the de facto international standard for the rights of the resettled
and the obligations of those responsible. In the Spring of 1998, a revision
of the policy was opened to public comment. In June, I joined a delegation
of Past and Present Presidents of Society for Applied Anthropology who
met with the Executive Board, managers and resettlement staff of the World
Bank to discuss the on-going redrafting. The professional society was concerned
that the proposed revisions ignored a broad range of socio-cultural and
economic research. The argued this represented a retreat of the Bank from
its earlier use of the risk and reconstruction model. Rather than building
better policy on the scaffolding of scientific research and bank lessons
learned, the revised draft policy simply ignored the risks. This was an
indefensible position to be taken by agency and employees charged with
assessment of the risks associated with international loans. In the meeting,
the consultant responsible for international training in resettlement dismissed
risk studies and related research as irrelevant to policy. Nothing could
be further from the truth. The delegation argued that narrowing the policy,
ignoring the risks, does not exculpate those responsible from their moral
and financial obligations. It simply covers up the issues and exposes investors
to undisclosed liabilities.
Pandey's work shows that a pattern of unmitigated socio-cultural and
economic risks not only haunt Bank projects, but threaten peoples in non-Bank
projects sponsored by public and private sectors. He details the positive
evolution of the resettlement legal frameworks, changes in the institutional
capacity of those responsible for resettlement, and the projects' compensation
components.
He emphasizes the detrimental impact of resettlement on different socio-economic
groups and land holding classes, as well as by occupations. Particular
attention is paid to the impact of displacement of the most vulnerable,
women and children. Issues of rehabilitation, stakeholder access to information,
resistance and protest movements, reactions to new habitats, perceptions
of post-resettlement life, and the relationship of oustees to host populations
are also measured.
The profile painted by Pandey is sobering, unquestionably reaffirming
that people who are subjegated to involuntary resettlement are at grave
risk of multidimensional impoverishment. The involuntarily resettled showed
an increase in nuclear families and preponderance of females within the
household, an increase in illiteracy, and a greater dependency ratio. As
a result of displacement, landlessness among resettlement populations increased
from two to five fold (See Table 1). And land impoverishment was further
exacerbated by excluding affected peoples who were unable to document proof
of ownership and a rapid increase in land values associated with local
level market distortions. The risk of homelessness increased, as none of
the 7 projects surveyed paid for houses at their replacement value.
Table 1: Landlessness in Orissa Resettlements (adopted from Pandey's
data by Downing)
|
Project |
Families displaced |
% Landless among displaced families |
Before displacement |
After displacement |
Sam Barrage |
318 |
24 |
38 |
ITPS |
44 |
12 |
75 |
Ib Valley |
39 |
56 |
92 |
UKP |
74 |
12 |
31 |
NALCO |
100 |
20 |
88 |
HAL |
44 |
36 |
59 |
Resettlement compensation proved insignificant. Rehabilitation by substituting
jobs for lost land failed to measure up to land ownership as a multipurpose
asset with the potential for continuous future use. Unemployment increased,
as predominately-farming economies, in which most of the household members
had economic duties, shifted to non-farming occupations in which only one
person in a household was employed. The risk of food insecurity also increased
as former farmers lost self-sufficiency and were forced into an economic
situation requiring wager-earners to purchase foods that were previously
accessible. The poor were especially hard hit as a result of lost access
to fuelwood, minor forest produce, and other collected items.
Involuntary resettlement also brought about an improvement in housing,
but these gains were too often at the expense of overcrowding, loss of
sanitation and privacy, and the marginalization of women. The team documents
an increased cost of living and erosion of income as traditional systems
of exchange, mutual help, and barter were undermined. Social disintegration
increased as did health risks. Those who consider savings capacity to be
an indicator of sustainable development will discover that those displaced
were experiencing counter-development.
In most cases, the Orissa experiences with rehabilitation efforts mirror
the rest of the world. Project developers preferred ad hoc rehabilitation
actions and failed to take into account the full spectrum of risks, focusing
on very narrowly defined measures such as compensation for property and
houses. This work provides a clear picture of the failures of communication
in resettlement. The lack of a clear standard for informed participation
and informed consent is most evident in Pandey's description of a notable
gap between the expectations generated before resettlement and promises
kept afterwards.
The International Development Research Centre (Canada) deserves special
credit for sponsoring such a comprehensive study. After almost 50 years,
the absence of a development policy framework is, in and of itself, an
indictment of the failure of governments and NGOs to protect fundamental
human rights. By 1999, developers and those who finance them are aware
that the costs of infrastructure development must include, from the onset,
the full cost of assuring that those affected are beneficiaries and their
long term livelihoods are protected from harm. They recognize that avoidance
of this dark side of development is impossible without a clear understanding
of the long term, regional impact of displacement. Subsequent developments
of this policy are being followed and discussed on the worldwide web at
www.policykiosk.com.
Policies divorced from scientific knowledge and evaluated experience
cannot be trusted. Armed with Pandey's work and an eruption of social knowledge
documenting the risks associated with involuntary displacement, I asked
the World Bank Resettlement Team to cite one scientific survey that refutes
the Risk and Rehabilitation model. They remained silent. Hopefully, World
Bank management will reassess its position, drawing upon knowledge gained
from their Bank Wide Review, and tap the knowledge from Pandey's Depriving
the Underprivileged for Development, its sponsors, and scores of other
resettlement researchers throughout the Third and First World.
1. This book may be obtained from the Institute for Socio-Economic
Development. 28, Dharma Vihar, Bhubaneshwar-751030 Orissa (India) Tel:
(91-674) 470302; FAX 470312
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